John Bailey is a registered investment advisor at Lumenai, based in Stamford, CT, with 5 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $29M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lumenai Investments charges an annual investment management fee based on the portfolio strategy and complexity:
- Unleveraged portfolios: 0.40% to 0.95% per year
- Leveraged or hedged portfolios: 0.80% to 1.50% per year
Lumenai intends to charge a minimum annual fee of $2,500.
Location
700 Canal Street, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Lumenai
Previous Registrations
Lumenai
State Registrations1 state
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