Roy Haya
Roy Haya is a registered investment advisor at Fort Point Capital Partners LLC, based in Oyster Bay Cove, NY, with 20 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing. Their firm serves 441 clients with $2.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $10.0M | 0.90% |
| $10.0M - $50.0M | 0.60% |
| $50.0M - $100.0M | 0.40% |
| $100M+ | 0.40% |
Fees for assets over $100,000,000 are negotiable. Fees are calculated on gross asset value and payable quarterly in advance.
Fee Estimator
Location
Oyster Bay Cove, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roy is a Managing Director and Head of Derivative Solutions at Fort Point Capital Partners, a Registered Investment Advisor. He spends about 10-20% of his time structuring option overlays and hedging.
Employment History
Current Registrations
Fort Point Capital Partners LLC
Uhlmann Price Securities, LLC
Uhlmann Price Securities, LLCBroker
Previous Registrations
Twenty-First Securities CorporationBroker
Oppenheimer & CO., INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.