DH
DH
Dana Hooten is a registered investment advisor at Morgan Stanley, based in Ormond Beach, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
285 Clyde Morris Boulevard, Street 100, Ormond Beach, FL, 32174
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Regulatory History (1)
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Customer Dispute
August 2004Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2008 · 1 yr 2 mos
Morgan Stanley
August 2002 - April 2007 · 4 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 2002 - April 2007 · 4 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
October 2000 - January 2002 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
February 1999 - October 2000 · 1 yr 8 mos
Nationsbanc Investments, INC.Broker
April 1998 - January 1999 · 9 mos
Barnett Investments, INC.Broker
March 1997 - April 1998 · 1 yr 1 mo
Empire Financial Group, INC.Broker
June 1996 - October 1996 · 4 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.