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Germaine Broussard

30 Years of Experience
Vienna, VA
1 DisclosureBroker

Germaine Broussard is a registered investment advisor, based in Vienna, VA, with 30 years of industry experience.

Location

8500 Leesburg Pike, Suite 210, Vienna, VA, 22182

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History

Regulatory History (1)
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Employment Separation After Allegations
January 2017
Other Business Activities

Germaine is the founder and president of Troop Treats, a 501c3 charity, and dedicates a few hours per week to it. She also serves as secretary for GLMSMC, a rock group, spending minimal time on this activity.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
March 2017 - Present · 9 yrs 6 mos
Arete Wealth Advisors, LLC
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Arete Wealth Advisors, LLC
February 2017 - February 2017 · 0 mos
Morgan Stanley
June 2009 - February 2017 · 7 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2017 · 7 yrs 8 mos
Citigroup Global Markets INC.
August 2008 - June 2009 · 10 mos
Citigroup Global Markets INC.Broker
December 1995 - June 2009 · 13 yrs 6 mos
State Registrations5 states
DCFLNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Germaine Broussard - Financial Advisor | TrueAdvisor