EK
EK

Edmund Kane

28 Years of Experience
Chicago, IL
Broker

Edmund Kane is a registered investment advisor, based in Chicago, IL, with 28 years of industry experience.

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nuveen Asset Management, LLC
July 2023 - Present · 2 yrs 10 mos
Nuveen Securities, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Prudential Financial Planning Services
February 2022 - March 2023 · 1 yr 1 mo
Pruco Securities, LLC.Broker
February 2022 - March 2023 · 1 yr 1 mo
Prudential Financial Planning Services
December 2015 - July 2020 · 4 yrs 7 mos
Pruco Securities, LLC.Broker
February 1996 - July 2020 · 24 yrs 5 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edmund Kane - Financial Advisor | TrueAdvisor