Carolyn Borgert is a registered investment advisor, based in Fort Mitchell, KY, with 29 years of industry experience.
Location
12 Orphanage Road, Suite 2, Fort Mitchell, KY, 41017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carolyn sells fixed insurance products, including health, vision, dental, and travel insurance, dedicating about a quarter of her time. She is also involved with horse showing associations and equestrian acts, spending a few hours per week on these activities.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Capital Brokerage CorporationBroker
Pruco Securities CorporationBroker
State Registrations5 states
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