CM
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Carolyn Ann Mcclinton

20 Years of Experience
1 DisclosureSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
3,959 clients
Average Client Portfolio
$179K average
Assets Under Management
$708.0M

Fee Structure

AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%

Fee applies to accounts $15,000 and above.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2646 W. Lincoln Highway, Suite C, Merrillville, IN, 46410

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2006
Settled
Other Business ActivitiesSells Insurance

Carolyn is a board member of Miller Community Fund, dedicating minimal time. She also owns Professional Management Group, handling administration and accounting, which takes about a quarter of her time. Carolyn is also an insurance agent for Global View Capital Insurance Services, LLC and Experior Financial Group, Inc., marketing and selling fixed insurance products, life insurance, long-term care, disability insurance, and annuities, which takes about a quarter of her time.

Employment History
Current Registrations
Global View Capital Management LLC
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
The Strategic Financial Alliance
November 2010 - December 2013 · 3 yrs 1 mo
Investment Advisors International, INC.
July 2006 - November 2010 · 4 yrs 4 mos
Intersecurities, INC.
September 2005 - August 2006 · 11 mos
State Registrations2 states
INTX
Advisor
Exams
No exam information available for this advisor.
Carolyn Ann Mcclinton - Financial Advisor | TrueAdvisor