RF
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Robert Finder

30 Years of Experience
Lincoln, NE
2 DisclosuresBroker

Robert Finder is a registered investment advisor at Wells Fargo Advisors, based in Lincoln, NE, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6003 Old Cheney Rd Ste 200, Lincoln, NE, 68516

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Denied
Customer Dispute
June 2002
Settled
Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
July 1999 - January 2008 · 8 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - January 2008 · 9 yrs 3 mos
Lm Financial Partners, INC.Broker
October 1996 - November 1998 · 2 yrs 1 mo
Ameritas Investment CORP.Broker
December 1995 - October 1996 · 10 mos
State Registrations22 states
AZCACODCFLGAIAIDKSMAMNMOMTNCNENJNYORPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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