RM
CFA
RM
CFA
Richard Mundinger
30 Years of Experience
Tucson, AZ
3 Disclosures
Richard Mundinger is a CFA-designated registered investment advisor at Rmh Investment Management, LLC, based in Tucson, AZ, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 111 clients with $82M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
111 clients
Average Client Portfolio
$739K average
Assets Under Management
$82.0M
Fee Structure
Investment management only (planning not offered)
Minimum Annual Fee:$300
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees are negotiable for amounts over $10,000,000. Subject to a minimum annual fee of $300.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3430 E Sunrise Drive, Suite 180, Tucson, AZ, 85718-3236
Get directionsHistory
Regulatory History (3)
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Customer Dispute
September 2023Settled
Customer Dispute
April 2003Pending
Customer Dispute
September 2001Award / Judgment
Employment History
Current Registrations
Rmh Investment Management, LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Imus Wilkinson Investment Management, LLC
March 2017 - June 2018 · 1 yr 3 mos
Rmh Investment Management, LLC
January 2009 - December 2018 · 9 yrs 11 mos
Rmh Investment Management, LLC
January 2009 - December 2016 · 7 yrs 11 mos
Rmh Investment Management, LLC
January 2009 - December 2011 · 2 yrs 11 mos
Sunrise Capital Management, LLC
November 2006 - December 2008 · 2 yrs 1 mo
Sunrise Investment Management LLC
October 2004 - December 2007 · 3 yrs 2 mos
Sunrise Investment Management LLC
October 2004 - December 2006 · 2 yrs 2 mos
Qa3 Financial CORP.Broker
April 2003 - December 2004 · 1 yr 8 mos
Qa3 Financial LLC
March 2003 - December 2004 · 1 yr 9 mos
RBC Dain Rauscher INC.
August 2002 - March 2003 · 7 mos
RBC Dain Rauscher INC.Broker
March 1998 - March 2003 · 5 yrs
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
December 1995 - January 1998 · 2 yrs 1 mo
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.