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Vinton Hartmann

Ausdal Financial Partners, INC.
30 Years of Experience
Centennial, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Vinton Hartmann is a registered investment advisor at Ausdal Financial Partners, INC., based in Centennial, CO, with 30 years of industry experience. Vinton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.

Ausdal Financial Partners, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
16,572 clients
Average Client Portfolio
$225K average
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7200 S Alton Way Suite A-110, Centennial, CO, 80112

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Vinton is an independent insurance agent for various companies, an advisory representative of an RIA, and owner of multiple businesses including Hartmann Financial Advisors LLC and White Flock Inc. He also engages in affiliate marketing and dedicates a significant amount of time to these activities, including full-time hours to White Flock Inc.

Employment History
Current Registrations
Ausdal Financial Partners, INC.
July 2026 - Present · 3 mos
Ausdal Financial Partners, INC.
July 2026 - Present · 3 mos
Ausdal Financial Partners, INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
November 2015 - July 2026 · 10 yrs 8 mos
Cambridge Investment Research, INC.Broker
November 2015 - July 2026 · 10 yrs 8 mos
Securities America Advisors, INC.
May 2014 - November 2015 · 1 yr 6 mos
Securities America, INC.Broker
May 2014 - November 2015 · 1 yr 6 mos
J.W. Cole Financial, INC.Broker
June 2013 - May 2014 · 11 mos
Jrl Capital CorporationBroker
February 2005 - June 2013 · 8 yrs 4 mos
Farmers Financial Solutions, LLCBroker
February 2001 - February 2005 · 4 yrs
London Pacific AdvisorsBroker
November 1997 - December 2000 · 3 yrs 1 mo
Ameritas Investment CORP.Broker
December 1995 - August 1997 · 1 yr 8 mos
State Registrations21 states
ALAZCACOFLIAILINKSMDMOMSNCNMSDTNUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Vinton Hartmann - Financial Advisor | TrueAdvisor