JF
CFP
JF
CFP
Jason Finley is a CFP-designated registered investment advisor at Finley Financial, LLC, based in Las Vegas, NV, with 30 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 124 clients with $260M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
124 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$259.8M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Advisory fees are negotiable on a per-client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Las Vegas, NV
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Regulatory History (1)
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Regulatory
March 2017Final
Employment History
Current Registrations
Finley Financial, LLC
October 2004 - Present · 21 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
March 2002 - July 2004 · 2 yrs 4 mos
Securities America, INC.Broker
November 2001 - June 2004 · 2 yrs 7 mos
Securities America, INC.Broker
November 2001 - November 2001 · 0 mos
Commonwealth Financial NetworkBroker
February 2000 - November 2001 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
December 1995 - March 2000 · 4 yrs 3 mos
Ids Life Insurance CompanyBroker
December 1995 - March 2000 · 4 yrs 3 mos
State Registrations3 states
NVORTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.