AN
AN

Alan Null

30 Years of Experience
Tallahassee, FL
Broker

Alan Null is a registered investment advisor at LPL Financial LLC, based in Tallahassee, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

3031 Eliza Road, Tallahassee, FL, 32308

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan operates Rally Point Financial Group as a DBA for his LPL business since 2018. He also has two business entities, Teufelhund Group LLC and Gotteskind LLC, for tax and investment purposes, dedicating a few hours per week to Teufelhund Group LLC and minimal time to Gotteskind LLC.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Waddell & Reed
April 2003 - July 2021 · 18 yrs 3 mos
Waddell & ReedBroker
January 1996 - July 2021 · 25 yrs 6 mos
State Registrations7 states
CAFLGALAORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.