AS
AS

Aaron Van Son Hung Spear

13 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
515 advisors
Number of Clients
42,946 clients
Average Client Portfolio
$638K average
Assets Under Management
$27.4B

Fee Structure

Financial Planning:Included in AUM fee
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Location

Houston, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron uses Goss Wealth Management as a DBA for his LPL business. This activity is investment-related and occurs at his business location.

Employment History
Current Registrations
Newedge Advisors
December 2022 - Present · 3 yrs 2 mos
LPL Financial LLC
December 2022 - Present · 3 yrs 2 mos
LPL Financial LLC
December 2022 - Present · 3 yrs 2 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
VALIC Financial Advisors, INC.
November 2019 - October 2022 · 2 yrs 11 mos
VALIC Financial Advisors, INC.Broker
November 2019 - October 2022 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - March 2019 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - March 2019 · 3 yrs 7 mos
Ameriprise Financial Services, INC.
June 2015 - June 2015 · 0 mos
Ameriprise Financial Services, INC.Broker
June 2015 - June 2015 · 0 mos
Wells Fargo Advisors, LLC
October 2013 - February 2015 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
June 2013 - February 2015 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
November 2010 - April 2013 · 2 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.