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Graham Rogney
30 Years of Experience
Minden, NV
1 DisclosureBroker
Graham Rogney is a registered investment advisor at Raymond James & Associates, INC., based in Minden, NV, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1693 County Road, Suite B, Minden, NV, 89423
Get directionsHistory
Regulatory History (1)
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Criminal
August 1990Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2022 - Present · 3 yrs 7 mos
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
November 2009 - October 2022 · 12 yrs 11 mos
Morgan Stanley
November 2009 - October 2022 · 12 yrs 11 mos
Charles Schwab & CO., INC.
February 2002 - December 2009 · 7 yrs 10 mos
Charles Schwab & CO., INC.Broker
June 2000 - December 2009 · 9 yrs 6 mos
Prudential Securities IncorporatedBroker
February 1996 - May 2000 · 4 yrs 3 mos
State Registrations10 states
AZCACOILNCNVORTNUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.