Kevin Brockman
Kevin Brockman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bingham Farms, MI, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
24255 W 13 Mile Rd Ste 290, Bingham Farms, MI, 48025
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in outside sales of non-variable insurance since 2004. He also acts in a fiduciary capacity as a co-successor trustee for his parents' living trust and as a successor trustee for his aunt's living trust, and spends about a quarter of his time on Stonebridge Financial Associates, LLC, his DBA for LPL business, and a few hours per week on real estate rental.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ws Griffith Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.