Richard Jones
Richard Jones is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Memphis, TN, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
618 Oak Leaf Office Lane, Ste 300, Memphis, TN, 38117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an owner and in sales for a brokerage dealing with life and health insurance since 1996, dedicating about 10-20% of his time. He also owns and manages single-family rental homes and is an owner/partner in Keystone Planning Partners LLC, spending minimal time on each.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Proequities, INC.Broker
Mutual Service CorporationBroker
MML Investors Services, INC.Broker
State Registrations12 states
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