SA
SA
Steven Alonzo
28 Years of Experience
Seattle, WA
1 DisclosureBroker
Steven Alonzo is a registered investment advisor at Wells Fargo Advisors, based in Seattle, WA, with 28 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
999 3rd Ave 40th Fl, [Wh/Wk-Rbo], Seattle, WA, 98104
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2002Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2020 - Present · 5 yrs 8 mos
Wells Fargo Clearing Services, LLC
September 2020 - Present · 5 yrs 8 mos
Wells Fargo Advisors
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2013 - September 2020 · 7 yrs 5 mos
J.P. Morgan Securities LLCBroker
April 2013 - September 2020 · 7 yrs 5 mos
U.S. Bancorp Investments, INC.
November 2010 - April 2013 · 2 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
November 2010 - April 2013 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - November 2010 · 1 yr 6 mos
Chase Investment Services CORP.
May 2009 - November 2010 · 1 yr 6 mos
Wamu Investments, INC.
January 2002 - May 2009 · 7 yrs 4 mos
Wamu Investments, INC.Broker
September 2000 - May 2009 · 8 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
June 1999 - July 2000 · 1 yr 1 mo
Dain Rauscher IncorporatedBroker
March 1998 - October 1998 · 7 mos
Dain Rauscher IncorporatedBroker
December 1997 - March 1998 · 3 mos
Prudential Securities IncorporatedBroker
July 1997 - September 1997 · 2 mos
Olde Discount CorporationBroker
September 1996 - July 1997 · 10 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1996 - August 1996 · 7 mos
John Hancock Distributors, INC.Broker
January 1996 - August 1996 · 7 mos
State Registrations14 states
AKAZCACTGAIDMIMNMOMTNYOHTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.