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Gerald Hamm

28 Years of Experience
Mobile, AL
Broker

Gerald Hamm is a registered investment advisor at Raymond James & Associates, INC., based in Mobile, AL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

21 West 1-65 Service Road North, Mobile, AL, 36608

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gerald is the 100% owner of Shellhorn Realty, LLC, which buys and sells rental property. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2018 - Present · 7 yrs 5 mos
Raymond James & Associates, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - December 2018 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - December 2018 · 3 yrs 5 mos
Sterne Agee Clearing INCBroker
May 2012 - March 2014 · 1 yr 10 mos
Sterne, Agee & Leach, INC.Broker
April 1996 - January 2014 · 17 yrs 9 mos
State Registrations11 states
ALFLGAMSNCNYOHPATXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gerald Hamm - Financial Advisor | TrueAdvisor