Scott Fessler
Scott Fessler is a CFP-designated registered investment advisor at Woodstock Wealth Management, INC., based in East Rocaway, NY, with 30 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,538 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Woodstock Wealth Management (WWM) offers two investment management programs:
- Managed Account Program: Charges a flat annual percentage of the value of your portfolio, up to 2.50%. This fee is negotiable.
- Performance Fee Program: Charges 1% annually on the value of your portfolio, plus a performance fee of up to 20% of capital appreciation above the SPDR S&P 500 ETF Trust (SPY) benchmark. This performance fee is negotiable. Deposits can only be made on the anniversary date. Withdrawals during the year may require closing the account.
Both programs may also incur custodial fees and product fees.
Location
97 Main Street, East Rocaway, NY, 11518
Get directionsHistory
Regulatory History (2)
Regulatory
May 2001Employment Separation After Allegations
June 2000Other Business ActivitiesSells Insurance
Scott operates a branch office for Woodstock Wealth Management, buys/sells real estate, and provides private short-term real estate financing through Fessler Financial, Inc. He also originates mortgage loans through Lightning Funding Inc, takes life insurance applications through Algren Associates, sells P&C insurance as an independent contractor for Dennis Miller Insurance, and offers solar energy solutions through Second Solar Sunrise.
Employment History
Current Registrations
Woodstock Wealth Management, INC.
Previous Registrations
St. Bernard Financial Services, INC.Broker
Woodstock Financial Group, INC.Broker
National Securities CorporationBroker
First Liberty Investment Group, INC.Broker
Carnegie Investor Services INC.Broker
Meyers Pollock Robbins, INC.Broker
Royce Investment Group, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.