Cari Smith is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 21 years of industry experience. Cari operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cari provides investment advisory services through Independent Advisor Alliance, LLC, dedicating full-time hours to this activity. She also operates a DBA for her LPL business and rents out a condo, spending minimal time on the rental.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Western Wealth Management LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Linsco/private Ledger CORP.Broker
State Registrations53 states
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