David Marshall is a registered investment advisor, based in Coral Gables, FL, with 30 years of industry experience.
Location
2525 Ponce de Leon Blvd, Suite 300, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as an independent contractor for Fortuna Wealth as a financial advisor, dedicating about a quarter to half of his time. He is also an independent contractor and owner of Penworth Investments LLC, a financial advisory firm in service to RJFS, dedicating at least half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.