Lisa Smith is a registered investment advisor at Nine30 Advisors LLC, based in Johns Creek, GA, with 21 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 110 clients with $190K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | Included |
| $100K+ | 0.75% |
Accounts under $100,000 are managed free of charge. Fees for institutional clients and certain large accounts may be negotiable.
Fee Estimator
Location
Johns Creek, GA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nine30 Advisors LLC
Weild & CO.
Weild & CO.Broker
Previous Registrations
Northbound Securities LLCBroker
Atomic Vaults Securities, LLCBroker
Republic Partners, LLCBroker
Consensus Securities LLCBroker
Market Securities, LLCBroker
Axis Capital USA, LLCBroker
Revolut Securities INC.Broker
Bison Wealth, LLC
Kalos Management
Kalos Capital, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Fsc Securities CorporationBroker
Banc of America Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cigna Financial Services, INC.Broker
Ge Investment Distributors, INCBroker
Aetna Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.