KC
KC

Kyle Carter

29 Years of Experience
Fairfield, IA
Broker

Kyle Carter is a registered investment advisor, based in Fairfield, IA, with 29 years of industry experience.

Location

1776 Pleasant Plain Rd, Fairfield, IA, 52556

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kyle is an advisory representative of a registered investment advisor (RIA) and spends about 10-20% of his time on investment-related activities. He is also a non-employee payee, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2011 - Present · 14 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2011 - Present · 14 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
Nations Financial Group, INC.
January 2008 - August 2011 · 3 yrs 7 mos
Nations Financial Group, INC.Broker
March 2003 - August 2011 · 8 yrs 5 mos
Cambridge Investment Research, INC.Broker
October 2001 - February 2003 · 1 yr 4 mos
Nations Financial Group, INC.Broker
March 1998 - September 2001 · 3 yrs 6 mos
Aegon USA Securities INC.Broker
September 1996 - March 1998 · 1 yr 6 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kyle Carter - Financial Advisor | TrueAdvisor