William Pike
William Pike is a registered investment advisor at Maine Investment and Planning Services, LLC, based in Falmouth, ME, with 24 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning. Their firm serves 6 clients with $1.9M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4 Fundy Road, Suite 202/204, Falmouth, ME, 04105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an insurance producer for New England Financial Services, LLC and Carroll Harper & Associates Inc., and manages Pike Financial Group, LLC. He also works as a real estate broker and landlord, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Maine Investment and Planning Services, LLC
Previous Registrations
Foundations Investment Advisors LLC
Iams Wealth Management, LLC
Principal Securities, INC.
Principal Securities, INC.Broker
Nationwide Securities, LLCBroker
Linsco/private Ledger CORP.Broker
Ameritas Investment CORP.Broker
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
Princor Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.