William Rodgers is a registered investment advisor, based in Santa Ana, CA, with 30 years of industry experience.
Location
1401 Treasure Ln, Santa Ana, CA, 92705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a successor trustee for his mother's trusts and is involved with William Rodgers Company, providing tax preparation and accounting services, dedicating about a quarter of his time. He also plans to sell life insurance through AVANTAX Insurance Agency when the need arises, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
H.D. Vest Advisory Services, INC
Avantax Investment Services, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations5 states
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