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Weiming Ho
29 Years of Experience
Cupertino, CA
4 DisclosuresBrokerSells Insurance
Weiming Ho is a registered investment advisor at Integral Financial LLC, based in Cupertino, CA, with 29 years of industry experience. Their practice areas include Investment Management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable and generally range from 0.75% to 1.25% per year depending on the complexity of the account.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10054 Pasadena Ave, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2021Final
Regulatory
December 2013Final
Customer Dispute
February 2011Closed-No Action
Customer Dispute
November 2008Settled
Other Business ActivitiesSells Insurance
Weiming is the founder of IF Direct LLC, an insurance agency. He is also an investor in Sifu Wong Kitchen LLC, a restaurant, but spends no time on this activity.
Employment History
Current Registrations
Integral Financial LLC
August 2022 - Present · 3 yrs 9 mos
Integral Financial LLCBroker
August 2002 - Present · 23 yrs 9 mos
Previous Registrations
Integral Financial LLC
May 2007 - August 2021 · 14 yrs 3 mos
White Pacific Securities, INC.Broker
July 2000 - August 2002 · 2 yrs 1 mo
Thomas F. White & CO., IncorporatedBroker
November 1997 - July 2000 · 2 yrs 8 mos
Integrity Securities, INC.Broker
May 1997 - December 1997 · 7 mos
Sunlogic Securities, INC.Broker
March 1996 - October 1996 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.