PV
PV
Peter Valles is a registered investment advisor, based in Morristown, NJ, with 27 years of industry experience.
Location
191 Washington Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 2017Other Business ActivitiesSells Insurance
Peter sells insurance through Summit Risk Management (SRM), LLC and is an insurance agent approved to conduct insurance activity with companies outside of SRM. He dedicates nearly full-time hours per week to WealthPlan Advantage.
Employment History
Current Registrations
Apw Capital, INC.
August 2021 - Present · 4 yrs 9 mos
Apw Capital, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Summit Financial, LLC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Aurora Private Wealth, INC.
July 2020 - August 2021 · 1 yr 1 mo
Apw Capital, INC.Broker
June 2020 - August 2021 · 1 yr 2 mos
Daiwa Capital Markets America INC.Broker
January 2018 - July 2018 · 6 mos
Janney Montgomery Scott LLCBroker
December 2010 - October 2017 · 6 yrs 10 mos
Sterne, Agee & Leach, INC.Broker
May 2006 - November 2010 · 4 yrs 6 mos
Blaylock & Company, INC.Broker
August 2005 - May 2006 · 9 mos
Keefe, Bruyette & Woods, INC.Broker
June 2005 - June 2005 · 0 mos
Advest, INC.Broker
April 1998 - June 2005 · 7 yrs 2 mos
Duke & CO., INC.Broker
February 1997 - July 1998 · 1 yr 5 mos
J.B. Oxford & CompanyBroker
September 1996 - February 1997 · 5 mos
Pruco Securities CorporationBroker
February 1996 - March 1996 · 1 mo
State Registrations2 states
NCNJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.