MA
MA

Marc Arnold

30 Years of Experience
Charleston, WV
2 DisclosuresBroker

Marc Arnold is a registered investment advisor at Ameriprise Financial Services, LLC, based in Charleston, WV, with 30 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

330 Association Dr, Charleston, WV, 25311

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Customer Dispute
January 1998
Settled
Other Business Activities

Marc owns two businesses and serves on the University of Charleston Financial Planning Advisory Committee. These activities are not investment-related and take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1998 - Present · 28 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 1996 - Present · 30 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
January 1996 - July 2006 · 10 yrs 6 mos
State Registrations26 states
ARAZCODCDEFLGAILINKSKYMAMDMIMOMTNCNJNYOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.