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Bradley Wheeler

J.P. Morgan Securities LLC
29 Years of Experience
Edmonds, WA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Bradley Wheeler is a registered investment advisor at J.P. Morgan Securities LLC, based in Edmonds, WA, with 29 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8105 Lake Ballinger Way, Edmonds, WA, 98026

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.Broker
September 2004 - May 2009 · 4 yrs 8 mos
Wamu Investments, INC.
September 2004 - May 2009 · 4 yrs 8 mos
Linsco/private Ledger CORP.
November 2003 - September 2004 · 10 mos
Linsco/private Ledger CORP.Broker
November 2003 - September 2004 · 10 mos
Wachovia Securities, INC.
July 2001 - March 2003 · 1 yr 8 mos
Wachovia Securities, INC.Broker
October 2000 - March 2003 · 2 yrs 5 mos
U.S. Bancorp Piper Jaffray INC.Broker
February 1996 - October 2000 · 4 yrs 8 mos
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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