Loren Bailey
Loren Bailey is a ChFC-designated registered investment advisor at Lifemark Securities CORP., based in Mt. Vernon, NY, with 29 years of industry experience. Loren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
Mt. Vernon, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Loren is an independent insurance agent selling and servicing Medicare insurance since 2020, dedicating about a third of his time to this activity. Loren also works part-time as a caregiver for a relative.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Lifemark Securities CORP.
Previous Registrations
Client First Capital, LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Nfb Investment Services CORP.Broker
Charles Schwab & CO., INC.Broker
Fis Securities, INC.Broker
Fleet Enterprises, INC.Broker
Dean Witter Reynolds INC.Broker
Castle Securities CORP.Broker
L.B. Saks, INC.Broker
May, Davis Group INC.Broker
Lew Lieberbaum & CO., INC.Broker
Investors Associates, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.