Thomas Rooney is a CFP-designated registered investment advisor, based in Williston, NY, with 29 years of industry experience.
Location
101 Hillside Ave. Ste B, Williston, NY, 11596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent since 2002, dedicating minimal time to this activity. He is also the President of Rooney, Schmidt and Assoc. Inc., a tax preparation/accounting firm, spending about 10-20% of his time on this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Zeus Securities, INC.Broker
State Registrations9 states
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