Claudia Vasquez is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9525 Katy Fwy, Ste 315, Houston, TX, 77024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Claudia operates under the DBAs Wall Street Texas and Regia Investments, Inc for her LPL business, dedicating about a quarter of her time. She also manages CSV Interests, Inc for tax/investment purposes and CSV Properties, LLC for real estate rental, spending about 10-20% of her time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Salomon Smith Barney INC.Broker
A I M Distributors, INC.Broker
State Registrations13 states
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