Donald Clephane
Donald Clephane is a CFP-designated registered investment advisor at Oak Tree Securities, INC., based in Honolulu, HI, with 30 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5 clients with $3.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.75% |
| $2.5M+ | 0.65% |
Fee Estimator
Location
900 Fort Street Mall, Suite 965, Honolulu, HI, 96813
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald sells insurance products and offers estate planning as a CFP since 2004. These activities are investment-related and conducted at the branch office.
Employment History
Current Registrations
Oak Tree Securities, INC.
Diversified Planning Concepts, INC.
Oak Tree Securities, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.