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Daniel Richardson
28 Years of Experience
Palm Harbor, FL
1 DisclosureBroker
Daniel Richardson is a registered investment advisor at Morgan Stanley, based in Palm Harbor, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4114 Woodlands Parkway, Suite 200, Palm Harbor, FL, 34685
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2020Denied
Other Business Activities
Daniel is co-trustee of the Mary E. Passicek Living Trust and a limited partner in PJW Properties, LLC, requiring minimal time. He is also the Trustee/President of a Foundation in St. Petersburg, FL, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
Wachovia Securities, LLCBroker
October 2000 - April 2007 · 6 yrs 6 mos
First Union Brokerage Services, INC.Broker
February 2000 - October 2000 · 8 mos
First Union Brokerage Services, INC.Broker
January 1996 - June 1998 · 2 yrs 5 mos
State Registrations33 states
ALAZCACOCTDCFLGAIDILINKSLAMAMDMIMNMONCNJNYOHOKORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.