NR
NR
Neal Rutman
26 Years of Experience
Abington, PA
1 DisclosureBroker
Neal Rutman is a registered investment advisor at Wells Fargo Advisors, based in Abington, PA, with 26 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
Loading...
Location
1101 Old York Rd, Abington, PA, 19001
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2023Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Wells Fargo Advisors
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
October 2011 - July 2019 · 7 yrs 9 mos
Morgan Stanley
October 2011 - July 2019 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - November 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2011 · 2 yrs 1 mo
Banc of America Investment Services, INC.
October 2008 - October 2009 · 1 yr
Banc of America Investment Services, INC.Broker
October 2008 - October 2009 · 1 yr
Wachovia Securities, LLC
May 2003 - October 2008 · 5 yrs 5 mos
Wachovia Securities, LLCBroker
May 2003 - October 2008 · 5 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2002 - May 2003 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - May 2003 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
May 1999 - January 2002 · 2 yrs 8 mos
State Registrations16 states
AZCACTDEFLGAMAMDMNMONCNJNMNYPAUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.