MM
CFP
MM
CFP

Michael Meggyesy

30 Years of Experience
Bellingham, WA
3 DisclosuresBroker

Michael Meggyesy is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Bellingham, WA, with 30 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location

12 Bellwether Way, Suite 238, Bellingham, WA, 98225

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
August 2001
Settled
Other Business Activities

Michael jointly owns a single-family residential building through Buckwheat's Guide Shack, LLC, and is a limited partner (46% owner) in Corner Taphouse LLC. He spends a few hours per week on the taphouse.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
February 2007 - Present · 19 yrs 8 mos
D.A. Davidson & CO.
February 2007 - Present · 19 yrs 8 mos
Previous Registrations
RBC Dain Rauscher INC.Broker
March 1998 - March 2007 · 9 yrs
RBC Dain Rauscher INC.
May 1997 - March 2007 · 9 yrs 10 mos
Dain Rauscher IncorporatedBroker
May 1997 - March 1998 · 10 mos
Pruco Securities CorporationBroker
January 1996 - October 1996 · 9 mos
State Registrations16 states
AKARAZCACODCFLILMANCNEOHORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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