MM
CFP
MM
CFP

Michael Meggyesy

29 Years of Experience
Bellingham, WA
3 DisclosuresBroker

Michael Meggyesy is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Bellingham, WA, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

12 Bellwether Way, Suite 238, Bellingham, WA, 98225

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
August 2001
Settled
Other Business Activities

Michael jointly owns a single-family residential building through Buckwheat's Guide Shack, LLC, and is a limited partner (46% owner) in Corner Taphouse LLC. He spends a few hours per week on the taphouse.

Employment History
Current Registrations
D.A. Davidson & CO.
February 2007 - Present · 19 yrs 7 mos
D.A. Davidson & CO.Broker
February 2007 - Present · 19 yrs 7 mos
Previous Registrations
RBC Dain Rauscher INC.Broker
March 1998 - March 2007 · 9 yrs
RBC Dain Rauscher INC.
May 1997 - March 2007 · 9 yrs 10 mos
Dain Rauscher IncorporatedBroker
May 1997 - March 1998 · 10 mos
Pruco Securities CorporationBroker
January 1996 - October 1996 · 9 mos
State Registrations15 states
AKAZCACODCFLILMANCNEOHORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Meggyesy - Financial Advisor | TrueAdvisor