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Jonathan Orman

28 Years of Experience
Mound, MN
Broker

Jonathan Orman is a registered investment advisor at Hartford Funds, based in Mound, MN, with 28 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
January 2024 - Present · 2 yrs 6 mos
Hartford Funds Distributors, LLC
May 2023 - Present · 3 yrs 2 mos
Hartford Funds Distributors, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Hartford Funds
May 2023 - December 2023 · 7 mos
John Hancock Investment Management LLC
November 2018 - October 2022 · 3 yrs 11 mos
Manulife Asset Management (US) LLC
February 2004 - November 2018 · 14 yrs 9 mos
John Hancock Advisers, LLC
February 2004 - December 2010 · 6 yrs 10 mos
John Hancock Investment Management Distributors LLCBroker
January 2003 - October 2022 · 19 yrs 9 mos
Scudder Distributors, INC.Broker
September 1996 - December 2002 · 6 yrs 3 mos
State Registrations2 states
CAMN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.