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Stephan Day

Fortis Capital Advisors, LLC
21 Years of Experience
Winston-Salem, NC
1 Disclosure
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Stephan Day is a registered investment advisor at Fortis Capital Advisors, LLC, based in Winston-Salem, NC, with 21 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,171 clients with $1.6B in assets under management.

Fortis Capital Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
2,171 clients
Average Client Portfolio
$744K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable and can be structured as flat fees, fixed percentages, or tiered percentages up to a maximum of 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2150 Country Club Road, Suite 230, Winston-Salem, NC, 27104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephan is the owner of Pivot Wealth Management, LLC, an entity established for tax purposes and future branding. The business is investment-related and shares the same address as the branch.

Employment History
Current Registrations
Fortis Capital Advisors, LLC
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Horizon Financial Services, LLC
September 2012 - February 2021 · 8 yrs 5 mos
Banc of America Investment Services, INC.
January 2004 - May 2005 · 1 yr 4 mos
Banc of America Investment Services, INC.Broker
January 2004 - November 2005 · 1 yr 10 mos
Wachovia Securities, LLCBroker
June 2002 - January 2004 · 1 yr 7 mos
Wachovia Securities, INC.Broker
February 2002 - June 2002 · 4 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - July 2001 · 6 mos
Db Alex. Brown LLCBroker
November 1998 - January 2001 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
January 1996 - December 1998 · 2 yrs 11 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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