Stephan Day
Stephan Day is a registered investment advisor at Fortis Capital Advisors, LLC, based in Prairie Village, KS, with 20 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,874 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fortis Capital Advisors' fees for managing your investments are negotiable and can be a flat percentage, linear percentage, or tiered percentage of your portfolio's value, but cannot exceed 2.5% annually. The exact fee schedule is agreed upon between you and your advisor. Fees are typically charged quarterly in advance, based on the portfolio value at the end of the previous quarter. You will receive 30 days' notice of any fee increases. Fees may be higher than those charged by other advisors.
Location
7301 Mission Road, Suite 326, Prairie Village, KS, 66208
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Regulatory History (1)
Regulatory
March 2009Other Business Activities
Stephan is the owner of Pivot Wealth Management, LLC, an entity established for tax purposes and future branding. The business is investment-related and shares the same address as the branch.
Employment History
Current Registrations
Fortis Capital Advisors, LLC
Previous Registrations
Horizon Financial Services, LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
Deutsche Banc Alex. Brown INC.Broker
Db Alex. Brown LLCBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.