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Christopher Faust

25 Years of Experience
Scottsdale, AZ
Broker

Christopher Faust is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 25 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Wealth, INC.
August 2023 - Present · 2 yrs 9 mos
Osaic Wealth, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Triad Advisors LLCBroker
February 2023 - August 2024 · 1 yr 6 mos
Securities America, INC.Broker
February 2023 - June 2024 · 1 yr 4 mos
Woodbury Financial Services, INC.Broker
May 2019 - January 2024 · 4 yrs 8 mos
Fsc Securities CorporationBroker
May 2019 - November 2023 · 4 yrs 6 mos
Sagepoint Financial, INC.
August 2018 - September 2023 · 5 yrs 1 mo
Sagepoint Financial, INC.Broker
August 2018 - September 2023 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2011 - August 2017 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - August 2017 · 6 yrs 2 mos
Mystockfund Securities, INC.Broker
March 2005 - December 2010 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
December 2002 - April 2004 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - December 2002 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1996 - February 1997 · 1 yr
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.