RK
RK

Ronald Kosel

30 Years of Experience
St. Cloud, MN
2 DisclosuresBroker

Ronald Kosel is a registered investment advisor at LPL Financial LLC, based in St. Cloud, MN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3721 23rd St. South Ste 101, St. Cloud, MN, 56301-6199

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
Customer Dispute
February 2002
Closed-No Action
Other Business Activities

Ronald is a notary public since 2003 and operates under Schoenberg, Kosel & Hjort Financial, Inc. as a DBA for his LPL business. He dedicates about a quarter of his time to the LPL business.

Employment History
Current Registrations
LPL Financial LLC
January 2014 - Present · 12 yrs 4 mos
LPL Financial LLCBroker
April 2001 - Present · 25 yrs 1 mo
Previous Registrations
U.S. Bancorp Piper Jaffray INC.Broker
January 1996 - May 2001 · 5 yrs 4 mos
State Registrations14 states
AKARAZCACOFLIAMNMTNDNVSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Kosel - Financial Advisor | TrueAdvisor