Normand Poulin
Normand Poulin is a registered investment advisor at Commonwealth Financial Network, based in Falmouth, ME, with 29 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
5 Fundy Rd, Suite 2C, Falmouth, ME, 04105
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Regulatory History (1)
Customer Dispute
October 2019Other Business ActivitiesSells Insurance
Normand sells fixed insurance, dedicating minimal time to this activity. He is also part owner of CBWA Holdings, LLC, an operating company for the securities business, and spends nearly all of his time on this.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Guardian Investor Services CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.