David Maigret is a registered investment advisor, based in Austin, TX, with 26 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the CEO of Thriving Asset Management, where he works as a senior portfolio manager, dedicating significantly more than full-time hours. He is also the Chairman of the Board and Founder of Avagear USA, a snow safety equipment company, and a landlord, dedicating minimal time to each.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Lehman Brothers INC.Broker
Gruntal & CO., L.L.C.Broker
Nationsbanc Montgomery Securities, INC.Broker
Montgomery SecuritiesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.