Michael Kelly
Michael Kelly is a registered investment advisor at LPL Financial LLC, based in Lancaster, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
42306 10th Street West, Suite A, Lancaster, CA, 93534
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is associated with Kelly Financial Services and Kelly Financial Group, the latter being a DBA for his LPL business. He also owns rental real estate and a business called Pampered Pooch, and sells non-variable insurance products through Kelly Financial Group, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Innovation Partners LLC
Innovation Partners LLCBroker
Sammons Securities Company, LLCBroker
Walnut Street Securities, INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Mutual of Omaha Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.