Jeremy Hay is a registered investment advisor at LPL Financial LLC, based in Clanton, AL, with 29 years of industry experience. Jeremy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
403 2nd Ave. N, Clanton, AL, 35045
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2020Regulatory
December 2010Other Business Activities
Jeremy is involved in several business activities, including Hay Investment Holdings, LLC, Hay Family Properties, LLC, Capital Investment Advisors, LLC (DBA for LPL business), Lauren Faith Hay Trust (as a trustee), and real estate rental. Capital Investment Advisors takes nearly full-time hours, while the other activities require minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bfc Planning, INC.
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Wfg Advisors, LP
Wfg Investments, INC.Broker
First Legacy Securities, LLC
First Legacy Securities, LLCBroker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
Sunset Financial Services, INC.Broker
Nylife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Melinda McculloughLPL Financial LLC