Mark Wolkstein is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2019 - Present · 7 yrs 2 mos
Morgan StanleyBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Cv Brokerage, INCBroker
October 2012 - April 2016 · 3 yrs 6 mos
Pulse Trading, INC.Broker
August 2009 - November 2011 · 2 yrs 3 mos
Ust Securities CORP.Broker
October 2005 - December 2007 · 2 yrs 2 mos
J.P. Morgan Securities INC.Broker
August 2001 - July 2004 · 2 yrs 11 mos
Chase Securities INC.Broker
July 2000 - February 2001 · 7 mos
Whale Securities CO., L.P.Broker
September 1997 - October 1998 · 1 yr 1 mo
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.