DR
CFP
DR
CFP

Donald Rivers

29 Years of Experience
Columbus, OH
1 DisclosureBroker

Donald Rivers is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Columbus, OH, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

9039 Antares Ave, Ste H2, Columbus, OH, 43240

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2001
Denied
Other Business Activities

Donald is a trustee for Rivers/Lidke Financial Group LLC DBP since 2014 and the founder of The Rivers Foundation since 2022, dedicating a few hours per week to the foundation. He also owns multiple rental properties through various entities, spending minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2014 - Present · 12 yrs
Wells Fargo Advisors
May 2014 - Present · 12 yrs
Previous Registrations
Wells Fargo Advisors, LLC
September 2008 - May 2014 · 5 yrs 8 mos
Wells Fargo Advisors, LLCBroker
August 2008 - May 2014 · 5 yrs 9 mos
J. P. Morgan Securities INC.
September 2006 - September 2008 · 2 yrs
J.P. Morgan Securities INC.Broker
July 2006 - September 2008 · 2 yrs 2 mos
Jpmorgan Securities INC
December 1998 - September 2006 · 7 yrs 9 mos
Banc One Securities CorporationBroker
March 1996 - July 2006 · 10 yrs 4 mos
State Registrations27 states
ALAZCACOFLGAIAIDILINKYLAMAMDMIMONCNYOHPASCTNTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.