JH
JH

James Hill

30 Years of Experience
Garden City, KS
2 DisclosuresBrokerSells Insurance

James Hill is a registered investment advisor, based in Garden City, KS, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.

Location

112 W Pine St, Garden City, KS, 67846

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005
Closed-No Action
Customer Dispute
July 2005
Settled
Other Business ActivitiesSells Insurance

James manages client investments and provides retirement advice through Hill Wealth Management and Kestra Advisory Services LLC. These activities are investment-related and take up significantly more than full-time hours.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Kestra Advisory Services, LLC
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Cornerstone Wealth Management, LLC
March 2019 - May 2023 · 4 yrs 2 mos
LPL Financial LLC
October 2015 - October 2015 · 0 mos
Independent Financial Partners
November 2012 - May 2019 · 6 yrs 6 mos
LPL Financial LLCBroker
November 2012 - May 2023 · 10 yrs 6 mos
Sterne Agee Investment Advisors, INC.
December 2005 - November 2012 · 6 yrs 11 mos
Sterne Agee & Leach, INC. Capital Management
January 2004 - February 2004 · 1 mo
Sterne Agee Financial Services, INC.Broker
July 2003 - November 2012 · 9 yrs 4 mos
Waddell & Reed, INC.
July 1997 - July 2003 · 6 yrs
Waddell & Reed, INC.Broker
February 1996 - July 2003 · 7 yrs 5 mos
State Registrations15 states
ARAZCACOFLGAIAIDKSMONENMOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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