Philip Ludwig
Philip Ludwig is a registered investment advisor at LPL Financial LLC, based in Farmington, CT, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
85 Scott Swamp Rd, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Philip is a CPA providing payroll, bookkeeping, and tax preparation services since 1986. This takes nearly a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Securities America Advisors, INC.
Investacorp Advisory Services INC
Invest Financial Corporation
State Registrations1 state
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