Sarabjeet Thapar
Sarabjeet Thapar is a registered investment advisor at World Investment Advisors, LLC, based in West Orange, NJ, with 29 years of industry experience. Sarabjeet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
West Orange, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2022Customer Dispute
July 2022Employment Separation After Allegations
November 2016Employment Separation After Allegations
June 2014Other Business ActivitiesSells Insurance
Sarabjeet is an insurance agent offering fixed annuities, life, health, disability, long-term care, employee benefits, and property and casualty insurance. This takes nearly a full-time commitment, with a significant portion dedicated to securities trading.
Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLCBroker
Previous Registrations
World Advisory Services
Questar Asset Management, INC.
Questar Capital CorporationBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.