Luis Bautista
Luis Bautista is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Woodland, CA, with 30 years of industry experience. Luis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
283 Main Street, Suite 150, Woodland, CA, 95695
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2005Customer Dispute
June 2003Customer Dispute
April 2002Other Business Activities
Luis operates Bautista Wealth Management, LLC as a DBA for his LPL business. He also owns a single-family rental property, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Prudential Securities IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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